What is the UPR?

HRC1

Our organisation is committed to sharing information on the Universal Periodic Review (UPR), a unique mechanism of the Human Rights Council (HRC) of the United Nations (UN), which aims at improving the human rights situation on the ground of each of the 193 UN Member States.

UPR Info’s programmes run parallel to the UPR cycle to promote its efficiency and inclusivity. In doing so, UPR Info:

  • Follows the developments of the HRC 
  • Participates in debates and contributes to the UPR
  • Provides space for consultations and technical expertise 
  • Ensures that civil society organisations (CSO) and other relevant stakeholders can engage in the UPR mechanism through consultations with the HRC 

To find out more about how our activities complement and enrich the UPR, you can visit our: 

What is the UPR?

In this section, we will highlight the key factors that make the UPR unique in the area of the promotion and protection of human rights.

Brief History of the UPR

On 15 March 2006, the United Nations General Assembly resolution 60/251 created the Human Rights Council (HRC) and mandated the HRC to

"undertake a universal periodic review, based on objective and reliable information, of the fulfillment by each State of its human rights obligations and commitments in a manner which ensures universality of coverage and equal treatment with respect to all States." It added that: 

  • "The review shall be a cooperative mechanism, based on an interactive dialogue, with the full involvement of the country concerned and with consideration given to its capacity-building needs;
  • Such a mechanism shall complement and not duplicate the work of treaty bodies."

The UPR was established on 18 June 2007 when the HRC adopted its own “institution building package” in resolution 5/1 (A/HRC/RES/5/1). The first UPR session was held in April 2008.

How does the UPR work?

Under the UPR, the human rights situation of all UN Member States is reviewed every 4.5 years. Each 4.5-year period is called a UPR cycle

 

UPR Cycle EN

During the review process, UN members and observer States make recommendations to the State under review (SuR) on how to improve its human rights situation. On average, SuR receives 200 recommendations per review. The UPR is a peer-review mechanism, as recommendations are made to States by other States. 

Here is an example of a UPR recommendation: 

Investigate, prosecute and punish acts of hate speech, including those committed by politicians during political campaigns.

UPR recommendations cover all human rights issues: economic, social, cultural, political, civil, and the principles of International Humanitarian Law (IHL).

The UPR Working Group is responsible for conducting reviews at the HRC. It comprises UN Member States who wish to participate in the UPR and the delegation of the State under review. The Working Group convenes three two-week sessions per year: in January/February, April/May and October/November. During each session, fourteen countries are reviewed. Click here to check when your country will be reviewed.

The three stages of the UPR

The UPR is a full-circle process comprised of three key stages

UPR PROCESS

It is a cyclical process because each review process is based on the implementation of previously received recommendations.

The UPR, an inclusive mechanism

When preparing statements and recommendations ahead of the UPR Working Group, recommending States are encouraged to meet with national and international CSOs, National Human Rights Institutions (NHRIs) and other local stakeholders. These meetings allow recommending States to gather information on the human rights situation in the country under review, including on the level of implementation of previous recommendations. UPR Info’s database of recommendations can also be a useful tool at this stage. 

To facilitate consultations between CSOs and recommending States, UPR Info organises Pre-sessions in Geneva, Switzerland. The Pre-sessions are organised one month in advance of the Working Group review and have a double objective.

First, they allow local and international CSOs to directly inform permanent missions about the human rights situation in the SuR. Second, they offer the possibility for representatives of the permanent missions to gather complete and up-to-date information in a short period of time by meeting with multiple CSOs simultaneously.

To find out how you can engage in the UPR before, during and after the review as a recommending State, a State under review, a CSO, a NHRI, a UN agency, a parliamentarian, a youth member, a representative of the judiciary, academia, a journalist or member of the media, you can visit our Get involved section.

What makes the UPR unique?

  • Its thematic coverage: It is the only UN mechanism which addresses  all human rights issues.
  • Its universal geographic coverage: all UN Member States take part in the process and have been reviewed under the UPR. It is the only mechanism with a 100% participation rate.
  • Its peer-review functioning: States make UPR recommendations and not experts (who usually carry this responsibility in other UN human rights mechanisms). Therefore, the UPR entails a different kind of leverage to strengthen accountability and promote progress on human rights.

Q&A on the modalities of the UPR process

What are the objectives of the UPR?

The ultimate goal of the UPR is the improvement of the human rights situation in every country. To achieve this, the UPR assesses the human rights records of UN Member States. The UPR also aims at providing technical assistance to States and sharing best practices in the field of human rights among States and other stakeholders.

What happens during the review?

The reviews are conducted at the United Nations (UN) in the Palais des Nations, Geneva, Switzerland and take place within a Working Group. Each review lasts 3 hours and 15 minutes. Three Working Group sessions take place every year to review a maximum of fourteen States.

The Working Group is composed of the 47 members of the UN Human Rights Council (HRC). However, any of the UN Member and observer States can take part in this Interactive Dialogue, chaired by the President of the HRC or, when necessary,  by Vice-Presidents.

  1. The President or Vice-President of the HRC opens the Working group.
  2. The State under review (SuR) delegation has 70 minutes to present its National Report and reply to the questions advanced. It can divide this time into one or several interventions. Questions must be submitted in writing by recommending States, from 10 days to 24 hours before the review. 
  3. The remaining 125 minutes are allocated to the interactive dialogue during which States take the floor to make their recommendations and comments. 
  4. The Working Group usually closes with the SuR offering its concluding remarks.

Other relevant stakeholders, such as CSOs, NHRIs, and UN agencies, can attend the Working Group but they cannot take the floor.

What human rights obligations are addressed at the UPR?

The review shall assess to what extent States respect their human rights obligations contained in: 

  • The Charter of the United Nations;
  • The Universal Declaration of Human Rights;
  • Human Rights instruments to which the State is party (human rights treaties ratified by the State concerned);
  • Voluntary pledges and commitments made by the State (including those undertaken when presenting the candidature for election to the HRC); and
  • Applicable international humanitarian law. 

To know which  issues were the most frequently raised  in UPR recommendations to your country, check our database of recommendations.

What are the troikas and what do they do?

For each UPR Working Group, there is a troika. Each troika consists of three States, also members of the HRC. They are selected by lot from the different Regional Groups.

The specific role of the troika is further detailed in the President's statement of 9 April 2008:

  • Before the review: The troika receives the written questions raised by States and relays them to the SuR.
  • During the interactive dialogue: Troika members do not have a specific role during the interactive dialogue. However, they can take the floor as any delegation, ask  questions and make recommendations.

The troika is in charge of preparing the report of the Working Group, which contains a full account of the proceedings, with the involvement of the SuR and  assistance of the OHCHR Secretariat. One of the troika members is then in charge of introducing the report before its adoption at the Working Group.

What is the outcome of the review?

The 3.15 hour review results in a report prepared by the troika. The report contains the summary of the interactive dialogue, the initial responses of the SuR to the questions and recommendations, and the full list of recommendations made by the recommending States.

After the review, there are two different Adoptions. The first one takes place during the Working Group session, two days after the review. The report is distributed and subsequently adopted. The Adoption lasts 30 minutes and is mainly procedural. It aims at adopting the recommendations section of the draft UPR report. This means that the wording of UPR recommendations cannot be changed after this adoption.

Once the report has been adopted during the Working Group session, the SuR has several months to formulate its responses to all recommendations, which it compiles in a document called “Addendum”. The final report of the Working Group is then adopted by consensus at a plenary session of the HRC. One hour is given for the Adoption of the report during the Human Rights Council and is divided as follows:

  • 20 minutes - The SuR presents its position on recommendations and replies to questions that were not sufficiently addressed during the review. If a Status A National Human Rights Institutions (NHRI) or Ombudsman from the SuR wishes to take the floor, it can do so right after the SuR delegation.
  • 20 minutes - States and other agencies, for example UN departments, can take the floor and express their opinion on the outcome of the review.
  • 20 minutes – CSOs, Human Rights Defenders, and NHRIs with ECOSOC status can take the floor.
Adoption of the Working Group session
  • Takes place 2 days after the review.
  • The recommendations' section is adopted.
  • Recommending States cannot change the wording of their recommendations.
  • Other sections of the UPR report still need to be completed.
Adoption at the regular session of the Human Rights Council
  • Takes place approx. 5 months after the review.
  • The fully completed report is adopted.
  • The Addendum containing the SuR's responses to all recommendations (supported/noted) is adopted.
What happens between two reviews?

The period between two reviews is known as the Implementation Phase. It is during this period that the State under review (SuR) is supposed to implement the recommendations received. Even though the SuR holds the primary responsibility to implement UPR recommendations, other stakeholders participate in the implementation efforts. 

The follow-up is the most important phase of the UPR process as it serves the following UPR goal: "the improvement of the human rights situation on the ground." The success of this phase will also determine the efficiency and credibility of the mechanism and demonstrate the engagement of UN State Members in the promotion and protection of human rights.

Can civil society participate in the UPR process?

Yes. There are numerous ways in which CSOs, HRDs, NHRIs, and others (such as media, academia, youth groups) can engage in the UPR. For example, they can: 

  • submit information, which will be used to review the country
  • take the floor during the adoption of the report at the HRC session
  • work with the SuR on the implementation of recommendations

For further information you can visit the Civil Society Compendium, in “The UPR & Me: My Guide to Participating in the UPR” (child-friendly) and our Get involved section.

The UPR and other UN human rights mechanisms

The UPR is one of the three main UN human rights mechanisms together with the Treaty Bodies and Special Procedures.

All are mutually reinforcing and complementary, as they share the same objective: to improve the human rights situation in the UN Member States. For more information you can visit The UPR and other Mechanisms.

 

More information

Click on the links below to access the main resolutions, decisions and documents on the modalities of the UPR:

Institution-building of the United Nations Human Rights Council Resolution 5/1: establishing the UPR as a mechanism of the HRC

Human Rights Council Resolution 16/21: on the outcome of the review and functioning of the HRC

Human Rights Council Decision 17/119: on new UPR modalities for the 2nd cycle

Letter from President of the Human Rights Council on rules and practices of the Universal Periodic Review Working Group, 18 September 2013